Enrolment options

SHORT COURSE - Kuwait Financial Rules & Regulations

This short course is a summarised version of the official CISI qualification.

Syllabus:

  • Lesson 1 – Regulatory Structure
  • Lesson 2 - Securities Exchanges and Clearing Agencies
  • Lesson 3 - Licensed Persons and Registered Persons
  • Lesson 4 - Clients' Funds and Clients' Assets
  • Lesson 5 – Conduct of Business
  • Lesson 6 – Mergers & Acquisitions
  • Lesson 7 – Disclosure & Transparency
  • Lesson 8 – Dealing in Securities
  • Lesson 9 – Listing Rules
  • Lesson 10 – Collective Investment Schemes
  • Lesson 11 – Market Integrity
  • Lesson 12 – Corporate Governance

Training Duration: 1 hour 

DOWNLOAD COURSE OUTLINE

For any questions, please call +96522280370 or email uic@unionininvest.org

CLICK HERE TO REGISTER FOR THIS COURSE

Price: KD 40 (UIC members), KD 50 (non-members). Discounts are available for groups.

This course is only available to those who register with the Union of Investment Companies. Please click the green link above to register for this course.