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Kuwait Capital Markets Authority Rules and Regulations
On completion of this examination, candidates will have a knowledge and understanding of the appropriate securities market rules and regulations of the Kuwait Capital Markets Authority as they apply to persons dealing in Securities and to Licensed Persons.
Syllabus:
- Lesson 1 – Regulatory Structure
- Lesson 2 - Securities Exchanges and Clearing Agencies
- Lesson 3 - Licensed Persons and Registered Persons
- Lesson 4 - Clients' Funds and Clients' Assets
- Lesson 5 – Conduct of Business
- Lesson 6 – Mergers & Acquisitions
- Lesson 7 – Disclosure & Transparency
- Lesson 8 – Dealing in Securities
- Lesson 9 – Listing Rules
- Lesson 10 – Collective Investment Schemes
- Lesson 11 – Market Integrity
- Lesson 12 – Corporate Governance
Training Duration: 15 hours
For any questions, please call +96522280370 or email uic@unionininvest.org
CLICK HERE TO REGISTER FOR THIS COURSE
Price: KD 140 (UIC members), KD 160 (non-members). Discounts are available for groups.
This course is only available to those who register with the Union of Investment Companies. Please click the green link above to register for this course.
